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Derivatives trading soars in response to pandemic: WFE – Investment Executive

How well do you know the products you recommend?

New KYP requirements put the spotlight on firm and advisor product knowledge

Retail trading surge on regulators’ radar, Vingoe says

Dealers’ FX fees, capacity issues and online chatroom activity are all attracting the OSC’s interest

Annual inflation rate in April hits highest level in nearly a decade

The increase wasn’t a surprise given last year’s drop in prices

SEC’s whistleblower payouts top US$900 million

The latest award came on a tip that led to multiple investigations and enforcement actions