Re-publication of Proposed Derivatives Rule Modernization, Stage 1 – IIROC
Initial proposed amendments We published the Initial publication for comment on November 21, 2019 by way of Rules Notice 19-0200. The Initial publication sets out IIROC’s objectives arising from the Derivatives Rule Modernization project, which primarily aims to establish a harmonized framework for securities and derivatives, whether listed or traded over-the-counter (OTC). Given the extent […]
